Assessor Resource

PUAPOLIV004A
Conduct investigative interviews

Assessment tool

Version 1.0
Issue Date: April 2024


This unit applies to people required to plan, prepare, conduct and review interviews for investigative purposes with a variety of people including victims, suspects and witnesses.

Investigative interviewing is the questioning of victims, witnesses and suspects to obtain complete, accurate and reliable information to discover the truth about the matter under investigation.

The unit requires the application of appropriate communication skills and interviewing techniques to illicit information in compliance with organisational requirements. This unit also requires the evaluation of the interview process to improve future performance and to inform the direction of an investigation.

The work outlined in this unit would typically be undertaken by a police investigator in a designated investigation role.

This unit covers the competency required to plan, conduct, record and review interviews during investigations, in accordance with organisational policies and procedures.

No licensing, legislative, regulatory or certification requirements apply to this unit at the time of publication.

You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)

Prerequisites

Not applicable.


Employability Skills

This unit contains employability skills.




Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

The evidence guide provides advice on assessment and must be read in conjunction with the Performance Criteria, Required Skills and Knowledge, the Range Statement and the Assessment Guidelines for this Training Package.

Critical aspects for assessment and evidence required to demonstrate competency in this unit

Assessment must confirm the ability to:

plan, conduct and review interviews with at least two suspects and two witnesses/victims in accordance with organisational policies and procedures.

Consistency in performance

Competency should be demonstrated over time in a range of contexts to ensure the person can achieve the outcome and apply the competence in different situations or environments.

Context of and specific resources for assessment

Context of assessment

Competency should be assessed in the workplace or an environment that closely resembles normal work practice and replicates the range of conditions likely to be encountered in the workplace, including coping with difficulties, irregularities and breakdowns in routine.

Specific resources for assessment

There are no specific resource requirements for this unit.

Method of assessment

In a public safety environment assessment is usually conducted via direct observation in a training environment or in the workplace via subject matter supervision and/or mentoring, which is typically recorded in a competency workbook.

Assessment is completed using appropriately qualified assessors who select the most appropriate method of assessment.

Assessment may occur in an operational environment or in an industry-approved simulated work environment. Forms of assessment that are typically used include:

direct observation

interviewing the candidate

journals and workplace documentation

third party reports from supervisors

written or oral questions.


Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)


Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

This describes the essential skills and knowledge and their level, required for this unit.

Required Skills

analyse situations and think logically

apply operational safety techniques

communicate in writing (prepare interview documentation and records of interview)

communicate orally (listen, probe, reflect, establish rapport, negotiate, resolve conflict)

identify when a person has an intellectual disability, is intoxicated, has a mental or physical impairment (either permanent or temporary)

make decisions and solve problems

manage computer information

manage interviewee and in doing so, demonstrate ethical behaviour, cultural awareness and integrity

organise and manage time effectively

use recording equipment

Required Knowledge

agency goals and objectives

approaches to addressing unusual circumstances during the interview

available recording methods and use of recording equipment

different types of criminal activity and their elements (such as general crime, theft, burglary, assault, drugs, fraud, embezzlement, homicide etc.)

government and policy environments within which interviews will be managed and factors which may impact on interviews

intelligence and interviewing

interview techniques and points of proof, in particular legal and ethical considerations, in conducting interviews which involve youth, indigenous people, disciplinary matters

post-interview procedures

procedures for the utilisation of interpreters

relevant law (including the rules of evidence), policies and procedures

security issues, classification criteria

The Range Statement relates to the Unit of Competency as a whole. It allows for different work environments and situations that may affect performance. Bold italicised wording in the Performance Criteria is detailed below.

Type of interviewee may include:

Adult

Child

Complainant

Cooperative

From a culturally diverse background

Intimidated

Suspect

Uncooperative

Vulnerable

Witness

Interview plan:

May be formal

May be informal

Provides a framework to base the line of questioning within an interview

Should be adaptable to change as required

Should consider interview aim, topics to be covered, points to prove or possible defences (where applicable), known evidence and exhibits to potentially use during the interview

Organisational requirements may include:

Organisational policies and procedures relating to:

interviewing

investigations

taking statements

obtaining physical evidence

Interview venue may include:

Field (public places, street, car, private dwellings)

Police station

Information relevant to the interviews may include:

All information about the person being interviewed and the matter under investigation

Points of proof may include:

Admissibility

Corroboration

Criminal intent

Elements

Evidence

Recording methods may include:

Audio

Hand written

Type written

Video and audio

Exhibits may include:

Relevant documentary and/or physical materials gained as a result of investigations

Interview strategies may vary but may require consideration of:

Avoidance of cross-examinations

Exclusion of leading questions

Location

Method (direct questioning, empathetic questioning)

Person being interviewed

Strategies for developing rapport

Timing

Assisting interviewer may be:

Aide or assistant to the interviewer who may or may not be part of the same organisation as the interviewer but is impartial and is not a subject of the investigation

Condition may include:

Age

Behaviour

Intoxication (alcohol or drugs)

Mental health

Physical injury

Competence provides for:

Ability of the interviewee to:

take part in the interviewee

understand the nature of the interview

understand the questioning within the interview

Interviewee's status may include:

Age

Disability

Ethnicity

Gender

Race

Safeguards may include:

Any requirements as imposed by legislation, policies or procedures that affect the methods or manner of the interview, such as the right to silence or the presence of a legal representative or other support person

Allegations of unethical behaviour may include:

Acts of misconduct

Coercion

Disregard for standard operating procedures (SOPs)

Duress

Inducements

Legislative requirements

Physical abuse

Promises

Threats

Unfair representation

Interview techniques and communication methods may include:

Avoiding interruptions

Clarification of responses

Cognitive interviewing (including free recall)

Conversation management

Conversational style

Echoing

Free recall

Maintaining control

Open questioning

Pausing

Probing

Verbal and non-verbal communication

Changing circumstances may include:

Allegations of misconduct

Demeanour of interviewee

Equipment failure

Information disclosed

Interviewee request

Refusal to answer questions

Closing the interview may include:

Complying with legislation, policy or procedure

Considering if interview aims as determined in the interview plan have been achieved

Considering if the interviewee has provided all the information that they are able and willing to provide

Determining that all intended questions are covered

Explaining to interviewee any requirements following the interview

Where appropriate, providing copies of statements or recordings

Further action may include:

Arrest

Bail

Charge

Further investigation

No further action

Release

Own performance during an interview may be evaluated by:

Considering the effectiveness of the interview in terms of planning and preparing for the interview, conducting the interview, and reflecting upon:

what was done well

what could have been done better

what areas can be developed

how to acquire these skills

Characteristics, responses and behaviour of interviewees may be influenced by:

Age

Demeanour

Disability

Dress

Ethnicity

Gender

Non-verbal responses to questions

Race

Special arrangements, requests and activities may include:

Medical attention

Refreshments

Seeing superiors

Telephone calls

Toilet breaks

Visitors

Post-interview procedures may include:

Explaining future process to complainants and witnesses

Processing of offender

Tape management security

Tape transcription where applicable, copy of tape or statement to interviewee

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Type of interviewee is established to determine interview approach 
Interview plan is developed in accordance with organisational requirements 
Venue and timing for interview are selected to achieve interview aims and objectives 
Information relevant to the interview is gathered and analysed to inform the plan 
Points of proof for potential offences and possible defences are reflected in the plan 
Recording methods are selected and equipment to conduct the interview is prepared 
Exhibits necessary to conduct the interview are obtained and handled to ensure security and continuity 
Interview strategies are selected to achieve interview aims and objectives 
Role of assisting interviewer, where appropriate, is clarified with that person 
Interview is conducted in accordance with legislative requirements and organisational policies and guidelines 
Questions are communicated in the interview that reflect fairness, objectivity and impartiality to the interviewee 
Condition of the interviewee is continually assessed throughout the interview to establish competence 
Interview procedures are employed in consideration of interviewee's status, welfare and safety 
Appropriate safeguards are applied according to the status of the interviewee 
Allegations of unethical behaviour are responded to in accordance with organisational policies and guidelines where applicable 
Additional information is gathered through the interview process with regard to other matters where applicable 
Exhibits are introduced at an appropriate time during the interview and handled to ensure security and continuity are maintained 
Rapport is established with interviewee to enhance communication 
Range of interview techniques and communication methods are employed to engage interviewee 
Selected interview strategies are regularly reviewed and modified to adapt to changing circumstances 
Interview plan and logical line of questioning are followed during interview process 
Each point of proof and possible defences for the matters being investigated are covered during questioning 
Assisting interviewer is utilised to assist where applicable 
Information gathered during interview is summarised to provide the interviewee with an opportunity to confirm, alter or add information 
Interview is closed in accordance with jurisdictional and organisational requirements 
Interview is reviewed to determine further action in relation to new information obtained during the interview 
All available evidence is assessed against information obtained during interview to verify or amend the direction of the investigation 
Own performance during interview is reviewed to identify areas for improvement 
Recording equipment is checked where appropriate to ensure working order prior to and during interview 
Recording methods specified in interview plan and organisational guidelines are followed 
Alternative recording methods are used when a change in circumstances occurs 
Characteristics, responses and behaviour of interviewees during the interview are recorded as appropriate 
Special arrangements, requests and activities not directly related to the interview are recorded to comply with legal and ethical obligations 
Required post-interview procedures are completed to comply with legal, judicial and security requirements 

Forms

Assessment Cover Sheet

PUAPOLIV004A - Conduct investigative interviews
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Assessment Record Sheet

PUAPOLIV004A - Conduct investigative interviews

Student name:

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Assessment task 1: [title] Result: Competent Not yet competent

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